Codebreaking and Secret Weapons in World War II

By Bill Momsen

© 1993 - 2001 Copyright Nautical Brass. All rights reserved.

Chapter IV: 1941-42

1941 was not a very good year for England. Germany had occupied most of eastern Europe and English towns were being bombed nightly.

The initial British victory in Africa was overcome by Rommel, who by year's end had pushed them back into Egypt. There were new partners on both sides of the fence - the Japanese had joined the Axis and embarked on conquest in the Far East, and the United States had joined Great Britain. The conflict now ranged globally on all the oceans of the World. The United States was determined to help the British fight Hitler, at the same time waging war against Japan.

Coded messages were being passed back and forth between headquarters and field units by both Allies and Axis. The British were reading German codes; The Germans in turn were snooping on the British, and the Americans were listening in on the Japanese. Decodes obtained at England's Bletchley Park (BP) were called "Ultra"; The Americans termed their break into Japanese codes "Magic."

The Germans soon realized that daylight bombing attacks on England were far too costly, and developed methods to guide bombers which did not depend on seeing the ground. In 1940 British anti-aircraft guns were practically useless, their night fighters converted slow and obsolescent twin-engined Bristol Blenheims. A network of ground-based radar stations warned of incoming aircraft, but there was no airborne radar. Defenders had to be guided to the general area of an attack, and rely on visual sighting. Frequent cloud cover in winter often made this impossibly difficult.

The Battle of the Beams

The Lorenz blind landing system had been in use for some time in commercial aviation. It consisted of a double beam transmitted from the end of the runway. In foul weather a pilot could ride the beam down to a landing. If he was "on the beam" he would hear a steady tone; if off to either side, dots or dashes.

The Germans used a Lorenz system in reverse; instead of guiding a plane to a runway, it was led away from the runway and towards the target. The usual blind landing system had a range of 30 miles, but the Germans had fitted their bombers with ultra-sensitive receivers.

Proessor F. A. Lindemann, scientific advisor to Winston Churchill, maintained that such a beam could not follow the curvature of the Earth. Dr. R. V. Jones of Air Scientific Intelligence believed the evidence showed otherwise.

Knickebein

Ultra messages revealed the existence of "Knickebein," a system which used two beams; one the Lorenz from Kleve (Cleves, the most western point in Germany) for guidance, and a second cross-beam from Bredstedt (a small town in north Germany, next to the border with Denmark). Bombers followed the first beam until it intersected the second, directly over the target, and dropped their bombs.

Documents retrieved from downed German bombers showed that the beams operated on a frequency of 30 mhz. The only device capable of detecting this was an American "ham" receiver, the Hallicrafters S-27. Fitted to a search aircraft, the beam was detected. The Germans made this work easier by testing their system over England instead of Germany. Knickebein was called "headache" by the British, and jammers dubbed "aspirins" were developed. Soon German bombing accuracy diminished due to the interference.

X-Geräte

The Germans countered with X-Geräte (X-Apparatus), a very complicated five-beam system. A coarse beam guided the bombers on the first leg of the flight, then a fine beam took them to the first of three intersecting beams from a different transmitter, which warned that they were close to the target. Upon crossing the third beam, a timer was started, and ran until the fourth beam was crossed. The interval between the #3 and #4 beams was used to calculate ground speed. At #5 a second timer was started, and the bombs released automatically. The British jammers against this improved system were called "bromides" (more powerful than aspirins).

The Germans developed a technique which would turn against them later in the war. A small flight of planes with crews skillful in following the beams led the flight, dropping incendiary flares to mark the target. The British countered with "Starfish" - decoy fires lit to lure the main mass of bombers.

Wotan

The second beam system had been successfully nullified when Ultra messages revealed yet a third menace, Y-Geräte, or "Wotan". Dr. Jones asked Professor Norman of BP what was the significance of Wotan. Norman replied, "He was head of the German Gods, and had one eye. One eye! A single beam!" And it was a single-beam system in which the ground station transmitted two signals; one for direction and a second for ranging. The airplane picked up the beam signal and re-transmitted it back to the sender. The distance of the aircraft from the ground station was calculated from the time it took the signal to return, and the bombs were dropped automatically at the correct point. Paradoxically, this system was easier to jam than the first two. The British simply picked up the re-transmitted signal from the plane, and returned it to the ground station. This resulted in confusion to the enemy who could not know if it was coming from the plane or the ground.

By March 1941 all three beam systems had been rendered ineffective, and RAF night fighters equipped with airborne radar were downing bombers in significant numbers. The British wondered what new electronic wizardry they might have to combat next, when the bombers stopped coming. They were now being sent to Russia.

German Capital Ships

In January 1941 Battlecruisers Scharnhorst and Gneisenau had slipped past the British and were raiding somewhere in the vast reaches of the Atlantic. Increased Luftwaffe radio traffic indicated that some unusual activity was about to take place, and photo reconnaissance showed that Battleship Bismarck and Heavy Cruiser Prinz Eugen were preparing to leave port, presumably to break out into the Atlantic also. On May 23, 1941 they were sighted by Cruisers HMS Hood and Prince of Wales, which closed the next day. A shell from Bismarck penetrated the after magazine of Hood. She broke in two and sank, leaving only 3 survivors of a crew of 1400. Following an air attack from Carrier HMS Victorious contact was lost.

The British presumed that Bismarck was either on her way to Norway or the Atlantic, and a large number of ships were deployed in an attempt to locate her. Not knowing that the British had lost him, Admiral Lütjens assumed they knew where he was. He transmitted a coded message detailing his shortage of fuel and that his destination was France.

The code used was not readable by BP, but the length of transmission afforded plenty of time to obtain RDF fixes on his position; however, the report was somehow mishandled, and British forces went searching in the wrong direction.

A cardinal rule in sending coded messages is never to transmit the same text in two different ciphers, because if one is known, the message can afford a break into the other. In a response to an inquiry from Luftwaffe Chief of Staff General Hans Jeschonnek, who may have had a relative on board Bismarck, the message was repeated in the Luftwaffe cipher, which the British could read.

This confirmed his position, and he was sighted 700 miles west of Brest. Bismarck was attacked by aircraft from HMS Ark Royal. A single hit damaged a propeller and the rudder, cutting her speed to a crawl and causing her to steam in circles. Attacked by various ships, Bismarck was scuttled by her crew on May 27.

One more large warship, so beloved by Hitler and Raeder, often at the expense of Dönitz' submarines was out of the picture.

One of the last messages from the stricken ship read:

KRKRX FLOTT ENCHE FANAN OKMM XXTOR PEDOT REFFE RACHT ERAUS XSCHI FFMAN OEVRI ERUNF AEHIG XWIRK AEMPF ENBIS ZURLE TZTEN GRANA TEXES LEBED ERFUE HRERX

"Commander-in-Chief Fleet to Naval Headquarters: Torpedo hit right aft. Ship unmaneuverable. We fight to the last shell. Long live the Führer"

Enigma messages were separated into 5-letter groups for transmission. KR (Kriegstelegram, war telegram), twice repeated at the start, indicated an important message and told other operators to clear the airwaves. Next was AN (to) or VON (from), often repeated twice. Thus ANAN OKMM signified "To Naval Command" (Oberkommando des Marine). X was a stop (period), XX a colon and Y a comma. X's were frequently scattered at random throughout messages to foil attempts at decoding.

Greece

Italy invaded Greece in October, 1940 and was repulsed, until German reinforcements arrived. The British, hard-pressed, were bound to support their allies, and diverted men and materiel to what was known to be a lost cause. Resistance was soon crushed, and the British thrown back into the sea.

Barbarossa

From Ultra information, the allies knew of operation "Barbarossa," Hitler's plan to invade Russia. Admiral Raeder was appalled at this dilution of resources, particularly in view of the fact that the Germans also were sending forces to North Africa. Nevertheless, the order was given.

Stalin was duly warned, but the British could not reveal the source of their information, for fear that the Germans would realize their coded messages were being read. Stalin, perhaps in the belief that England was trying to drive a wedge between Russia and Germany, ignored the warning, although he must have had intelligence from other sources as well.

Yugoslavia

Prince-Regent Paul of Yugoslavia was pro-British, wanting his country to remain neutral. Bowing to pressure, however, he signed a pact with the Axis on March 25. Two days later, an air force led conspiracy toppled his government. The new government tried to persuade Germany of their loyalty, but Hitler was taking no chances. With no declaration of war, Yugoslavia was invaded in April, 1941, Belgrade destroyed. 24,000 bodies were recovered from the wreckage; countless more were not.

Russia

Belgrade was razed, but the Russian invasion was delayed until June 22, 1941, when 115 German divisions advanced 400 miles in four weeks. Then the same winter snows that defeated Napoleon's armies closed in on the German forces. There were repercussions half a world away. Communists in the United States, who had been stridently against America entering the War, immediately reversed their position once the Russo-German pact had been abrogated.

Although the British believed that Russia could not survive very long under the German Blitzkrieg, they welcomed the respite, as German forces were drawn to the second front.

In August, 1941, the first convoy sailed for Russia. By the end of the year, eight convoys had made the trip without a single loss, although in appalling conditions of ice, fog and terrible storms; Dönitz was concentrating his forces on England's supply line. The Allied strategy depended on Russia waging a war of attrition with Germany until forces could be marshaled for an invasion of France. As might be imagined, Stalin was not exactly thrilled at the prospect of being a sacrificial lamb.

Battle of the Atlantic

From the start of the war, the greatest danger to the Allies was from the "Gray Wolves," Dönitz' U-Boats. The preferred mode was to attack at night at periscope depth, firing torpedoes and diving to safety. That an attack was underway became obvious only from a chance sighting of the periscope or, more likely, explosions as the torpedoes struck home. Sonar contact (U-Boat detection by sound waves called ASDIC by the British and SONAR by the Americans) followed by the firing of depth charges was not very effective. The Germans had fitted hydrophones to their subs, devices which detected Sonar pulses and allowed the skipper to take evasive action.

In 1941 Dönitz adopted the Rüdeltaktik (literally, "pack tactic" but called "wolf pack" by the Allies). A picket line was set up perpendicular to the assumed path of the convoy. B-Dienst was reading the convoy code, so knew their course. Also, to conserve fuel, the ships traveled along predictable great circle routes as well. The first boat to sight the convoy radioed the position to U-Boat headquarters, which sent a radio message to the rest of the pack to converge on the luckless prey.

BP could not read the U-Boat code, Schlüssel-M, but RDF (Radio Direction Finding) allowed several receiving stations to take "fixes" on the subs, although this technique was not very accurate.

ASW

At the start of the War there was not much that could be done about the U-Boat menace, and it soon became obvious that Anti-Submarine Warfare (ASW) must be a high priority. By the end of 1940 the British had developed 1 1/2 meter radar sets fitted to their night fighters. They could pick up a surfaced submarine five miles away. U-Boats were sunk in significant numbers as they traversed the Bay of Biscay on the surface. Because of "clutter," radar pulses reflected by the sea, at ranges less than a mile, contact would be lost. During the day this was of no consequence, as the target could be sighted visually. The U-Boats soon learned to travel submerged during the day, and kills were reduced accordingly.

Wing Commander Leigh of the Coastal Command proposed placing a powerful movable searchlight in the nose of the plane to illuminate the submarine at night. After the usual considerable battles with officialdom, the Leigh light was adopted. The surfaced sub was acquired on radar, and when contact was lost at about a mile the light was switched on. The effect on a submarine crew was considerable - cruising along with no warning, a blinding 22 million candlepower light, and the depth charges.

As with any new weapon, it is only effective until a countermeasure is developed. The Germans soon equipped their subs with "Metox" receivers, which picked up the radar pulses, and gave plenty of warning to dive to safety.

War in the Pacific

The Japanese had occupied Manchuria in 1932, and clashed numerous times with Chinese forces until in July, 1937 they took Nanking, Hankow and Canton. When France fell to the Germans in 1940, Japan proceeded to occupy northern French Indochina. The United States, allied with China, dismayed by Japanese expansion, insisted on their withdrawal from China. The request fell on deaf ears, and the U.S. placed an embargo on scrap metal shipments to Japan in August, 1940. Japan was dependent on the U.S. for supplies of raw material and oil, but to withdraw forces would be to "lose face," quite unthinkable.

Blocked from expansion to the north by Russia, the only way was south and east. I n Europe, the French and Dutch had been defeated, Great Britain had her hands full with Germany, so the Dutch East Indies Malaya and Borneo, with their rich supplies of oil and rubber, were quite tempting. The die was cast when the U.S., miffed at the Japanese refusal to withdraw from China, cut off oil exports and froze Japanese assets.

Conquest

The plan of conquest was to proceed in three phases: 1) secure areas containing the vital resources, 2) establish a ring of defenses around the perimeter, and 3) set up a second ring outside the first. It was believed that once their new sphere of influence was established and fortified the "soft" democracies would not invest the time, materiel and lives necessary to push them back. The attack on Pearl Harbor had exactly the opposite effect. Dec. 10, 1941 the Japanese landed in Malaya, driving down the peninsula from behind to attack the fortress of Singapore which fell on Feb. 15, its useless guns still pointing out to sea.

1942 brought astounding victories to the Japanese. Manila fell Jan. 2, Corregidor and the Philippines on May 6, Singapore by Feb. 15, The Dutch East Indies and Rangoon were occupied early in March. From January through March Burma, Rabaul, Hong Kong, Singapore, Timor, Java and Borneo were theirs. On February 19, 1942 the harbor at Darwin, Australia was bombed. They soon controlled a vast area ranging from the Aleutians to the Gilbert Islands through Java, a rough semi-circle extending some 6,000 miles. Their advance had been so fast and furious even they were surprised.

Operation Paukenschlag

Always the opportunist, Dönitz realized that there would be easier pickings off the east coast of the United States, which had entered the war unprepared. Starting Jan. 13, 1942 Operation Paukenschlag (Drumbeat) was to turn into "Die Zweite Glückliche Zeite" (The Second Happy Time). The first "happy time" referred to operation in das Todesloch (the Death Hole), a portion of the North Atlantic which neither British nor American air cover could reach. Dönitz cannily ordered a single boat to cruise the North Atlantic, radioing signals simulating a large fleet.

Merchant ships, including tankers loaded with aviation fuel, blithely steamed up the east coast of the United States to rendezvous at the starting points of the North Atlantic convoys. They were perfectly silhouetted against the blazing lights of cities from Florida to Maine. Residents of east coast cities often woke to find their beaches inconveniently littered with corpses of merchant mariners.

American Losses

In spite of British warnings the American took no action at all. There were several problems. The Americans had no central intelligence service. Admiral E. J. King, CIC of the Atlantic Fleet didn't care for British advice, even if it related to the efficient convoy system. The American Navy in general seemed to prefer learning from its own mistakes.

In December, 1941 only 50,000 tons were lost to U-boats in the North Atlantic, partly because BP was reading the Atlantic U-Boat's cipher, Hydra. February 1 Hydra was replaced by a new cipher, Triton, and BP was unable to decode U-Boat messages for the next ten months. Between this, and the carnage on the U.S. east coast, the monthly total for March jumped to 500,000 tons.

BP was not completely blind, however. Although they couldn't read U-boat messages, they were able to decode a number of transmissions to and from ships escorting them through minefields in and out of port.

By May 1942 thirty U-Boats were operating off the U.S. eastern seaboard, but the Americans were finally getting their act together, implementing ASW and convoy tactics. By July, Dönitz had 140 operational boats, although some were siphoned off to Baltic and Mediterranean operations.

"Battle of the Air"

Throughout 1942 a ferocious conflict raged, not on the battlefield, but between British Bomber Command, Coastal Command, Army and Navy, each vying for a larger share of the new long-range (2400 miles) Consolidated B-24 "Liberator" bombers which had arrived from the U.S. in June. In late 1941 a plea for the destruction of U-Boat pens under construction in France fell on deaf ears; the Germans free to roof them over with 26 foot thick reinforced concrete.

Bomber command insisted that Germany could only be brought to its knees by destruction of its industrial production, ignoring the U-Boat threat to England's life line. There was an element of pride involved; bombing Germany proper was an offensive action, sinking U-Boats was purely defensive. Unfortunately, Germany was winning its battle, England was losing hers.

Africa

A perennial problem for Rommel's Afrika Corps was a chronic lack of fuel. Messages directed from Kesselring to Rommel detailing the course and schedule of relief convoys were intercepted by the British and decoded. Fortunately, Luftwaffe codes, the easiest to break due to operator carelessness, were used. Rommel regularly sent reports of his position and plans to Berlin. However, he had a disconcerting habit of changing his mind without notifying his superiors. In one case, the British read his plans to attack in May, and were surprised by an offensive in March.

Since the source of their intelligence could not be revealed, the British arranged search aircraft to "spot" the ships. Shortly thereafter the Navy showed up to send the convoy to the bottom. One day, in a fog so dense that spotter planes could not possibly see anything, the Navy showed up with the usual result. Kesselring sent an urgent message to the Abwehr (Military Security Service) in Berlin, calling for an investigation into the cause of the intelligence breach.

The British, reading this also, directed a message to Naples in a cipher they knew the Germans could read, congratulating a non-existent secret agent on his fine work, and offering him a bonus! The Germans were reassured that their codes were safe, and accused the Italians of perfidy.

Although Rommel was short of supplies, he overstated his case in desperate messages to Kesselring, hoping to get at least part of what he asked for. Winston Churchill, reading Rommel's frantic pleas for help, urged Wavell to attack immediately. Wavell, realizing that Rommel's true position was not nearly as desperate as what he was radioing to Kesselring, declined to engage. Wavell was summarily replaced by General Sir Claude Auchinleck, and finally by Field Marshal Sir Bernard Law Montgomery, whose tactics were more to Churchill's liking.

Operation Torch

The Allies agreed that a large combined offensive had to be mounted in 1942, but where? The Americans proposed a massive thrust through France into Germany, but the British insisted on a peripheral attack in the Mediterranean to attack the Axis "soft underbelly."

August 13, 1942 a disastrous attempt was made at an amphibious landing on the French coast at Dieppe. 6100 troops were landed to test the German defenses. The attack was made at the point of strongest defense, rather than from the flanks. The result was a complete and dismal failure; casualties among the Canadians amounted to 68%. However, valuable lessons were learned in tactics and design of landing craft.

North Africa

A joint decision was made to mount a massive amphibious landing in North Africa. The British temporarily halted their convoys to hard-pressed Russia and siphoned off Atlantic escort vessels for the effort. On November 8, 400 warships and 60 merchant ships carrying 70,000 troops sailed for Gibraltar. They were joined by 91 ships from the United States which had successfully crossed the Atlantic.

Dönitz' U-Boats had fortunately been distracted by a convoy from Sierra Leone to England, although 13 ships of that convoy were lost. 340 ships steamed through the Straits of Gibraltar on November 5, with the Axis caught by complete surprise. Ultra intercepts revealed no hint of German suspicions that North Africa was the target; Malta and Sicily were being mentioned.

Opposing the Allied landing were forces of the Vichy French, Italians, and, of course, the Germans. Italian morale was believed to be low, and the French (in particular, their Navy) was an unknown. Would they join the Allies, or oppose them? November 7 the Allies landed, unopposed except for resistance in the ports of Algiers and Oran. The French question was settled when the Allies were welcomed, and Admiral Darlan defected to them.

Rommel was deprived of information on Allied intentions when his intelligence unit was captured July 10, 1942, and the Allies immediately changed their codes. Without intelligence, and running low on fuel, Rommel's days were numbered.

Occupation of Southern France

Upon the occupation of Northern France by the Germans, the Polish codebreakers were evacuated to Oran, then Algiers, where they continued their work. When unoccupied Southern France stabilized under Marshal Philippe Petain, they returned, setting up operations in the Castle of les Fouzes, near Nîmes under the codename "CADIX". When Hitler heard of the French Navy about face, he ordered his armies to occupy southern France. The French fleet on the continent scuttled itself, thereby removing it from either side of the equation. The Polish codebreakers had to escape once again and evacuated to England.

Shipping Gains and Losses

There now ensued a race between the Allies and Axis to occupy Tunisia, in particular Bizerta and Tunis. By December, however, the winter rains poured down, resulting in a stalemate for both sides. Although no ground was being taken, troops still had to be supplied, requiring 106 ships each month, tonnage which had to be diverted from the North Atlantic. Happily, fierce weather in that sector impeded U-Boat operations. Still, merchant ships were being lost at a fearsome rate, over 5 million tons in 1942. A famine in India siphoned off even more merchant ships needed to stave off mass starvation.

British shipyards, obsolete and fraught with labor problems and poor management, were able to turn out only 1.3 million gross tons against losses of 7.8 million tons. The only saving grace in this battle of attrition was U.S. assembly-line construction of 7 million tons in 1942, growing to 13.6 million tons in 1943.

Germany, too, was constructing U-Boats on assembly lines. Sections were fabricated far from the shipyards, and transported there by canal on barges, welded together, fitted out and launched. By these methods 17 new U-Boats per month went down the ways in 1942.

Midway

In June, 1942 Japanese Admiral Yamamoto concocted a plan to attack Midway, which, if conquered, would give the Japanese control over the western Pacific. As a diversion, he sent a small force in a feint at the Aleutians. The Americans, regularly reading Japanese traffic, knew that the objective was map location "AF," which they believed might be Midway. To make sure, they arranged to have Midway broadcast a message in plain language, complaining that their fresh water distillation plant had broken down. Sure enough, an intercepted Japanese message stated that "AF" was out of water.

Adm. Robert A Theobald was sent with a force of cruisers and destroyers to protect the northern flank of the main force; he did not believe the intelligence reports, convinced the Japanese would invade Dutch Harbor. The main thrust of the Japanese was, of course, Midway.

Admiral Chuichi Nagamo had just ordered his carrier planes armed with incendiary and fragmentation bombs for land operations, when suddenly reports of enemy ships nearing his force were received. He elected to re-arm his planes with torpedoes. But those planes couldn't be launched until the arriving flight from the bombing attack had landed. With the returning planes on deck and the torpedo planes not yet launched, the Americans fell on his task force. Four Japanese carriers were lost, and Japan went from the offensive to defensive, the turning point of the War in the Pacific. Theobald missed the action entirely.

The Japanese had planned to change their codes in April, but delayed until after the Midway attack. Had they changed their codes as planned the Americans would have not been able to read their intentions. Three Japanese carriers and a heavy cruiser were sunk, the heaviest loss to their fleet since the war began.

In 1941 the Allies had lost 429 ships totaling 2 million tons to U-Boats, while sinking 35 submarines. In 1942 six million tons and 1155 ships fell prey to the "gray wolves," although 87 U-Boats were sunk. Dönitz had 91 operational U-Boats in January, 1942, but by year's end the number rose to 212.

At the start of 1943 the Battle of the Atlantic was still in doubt. Scientists on both sides were rapidly developing new weapons and countermeasures.

Alarming intelligence reports were filtering out of Germany which mentioned new secret weapons - long-range rockets, jet airplanes, and explosives of unimaginable power which were said to tap the power of the atom. 

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